Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Braden is a financial advisor with over 10 years of experience in the industry. Todd has worked for several reputable financial institutions, including Fidelity Brokerage Services LLC, TD Ameritrade, Inc. and is currently registered with Northwestern Mutual Investment Services, LLC. Todd is a Series 7 and Series 66 licensed professional and provides investment advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TX
12/13/2016 - Present
Northwestern Mutual Investment Services, LLC (DALLAS TX)
TX
08/05/2013 - 11/18/2016
TD AMERITRADE, INC. (FORT WORTH TX)
TX
12/03/2012 - 07/15/2013
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BOTH
Issued 08/16/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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