Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Alan Boggan is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. based in San Antonio, Texas. Todd has been in the financial services industry since October 29, 2001. Todd has a broad range of experience with prior roles at Securities America, Inc., WFG Investments, Inc., AllianceBernstein Investments, Inc., U.S. Global Brokerage, Inc., and USAA Investment Management Company. Todd is a licensed investment advisor, a registered representative, and holds Series 6, 7, 9, 10, 24, 63 and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
02/09/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN ANTONIO TX)
TX
09/19/2017 - 11/03/2022
SECURITIES AMERICA, INC. (San Antonio TX)
TX
01/30/2015 - 08/24/2017
WFG INVESTMENTS, INC. (SAN ANTONIO TX)
TX
02/09/2011 - 09/19/2011
ALLIANCEBERNSTEIN INVESTMENTS, INC. (SAN ANTONIO TX)
TX
08/17/2005 - 12/16/2008
U.S. GLOBAL BROKERAGE, INC. (SAN ANTONIO TX)
TN
06/23/2004 - 07/20/2005
ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)
TX
10/24/2003 - 04/01/2004
INVESTMENT PROFESSIONALS, INC. (SAN ANTONIO TX)
TX
12/20/1993 - 02/01/2002
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
IA
Issued 07/25/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/31/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/10/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/25/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/1997
Series 7 - General Securities Representative Examination
BC
Issued 12/17/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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