Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Bomberg is a financial advisor with Capstone Partners. Todd has been in the securities industry since March 27, 2005. Todd has a Series 7, Series 79, and Series 63 license and the SIE exam. Todd has been with Capstone Partners since May 11, 2018. Previously, Todd was with Headwaters BD, LLC, Mercanti Securities, LLC, Moelis & Company LLC, UBS Securities LLC, Credit Suisse First Boston Corporation, and Donaldson, Lufkin & Jenrette Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/11/2018 - Present
Capstone Partners (Irvine CA)
CO
06/18/2015 - 11/04/2018
HEADWATERS BD, LLC (DENVER CO)
MN
04/14/2009 - 08/19/2010
MERCANTI SECURITIES, LLC (MINNEAPOLIS MN)
NY
03/27/2008 - 03/31/2009
MOELIS & COMPANY LLC (NEW YORK NY)
NY
03/28/2001 - 08/18/2005
UBS SECURITIES LLC (NEW YORK NY)
NY
12/18/2000 - 02/13/2001
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NJ
08/28/1997 - 12/18/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 06/18/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/27/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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