Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Rosoff is a financial professional with over 17 years of experience in the financial services industry. Todd is currently registered with Raine Securities LLC and holds a Series 7, Series 24, Series 63 and Series 79TO licenses. Todd has been registered with Raine Securities LLC since May 24, 2013. Prior to joining Raine Securities LLC, Todd was employed by UBS Securities LLC. Todd is registered in New York and has a Series 63 license. Todd's professional experience is focused on investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
05/24/2013 - Present
Raine Securities LLC (SAN FRANCISCO CA)
CA
08/31/2005 - 04/03/2013
UBS SECURITIES LLC (SAN FRANCISCO CA)
BC
Issued 10/27/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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