Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Kleinert is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. He has been in the industry since 2006 and has experience with a variety of clients, including high-net-worth individuals, corporations, and pension plans. Todd holds the Series 7 and Series 66 licenses. He is also registered with the state of California, as well as other states. His experience includes previous roles with Sorrento Pacific Financial, LLC, J.P. Morgan Securities LLC, and VALIC Financial Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/07/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MODESTO CA)
CA
07/13/2020 - 01/04/2023
SORRENTO PACIFIC FINANCIAL, LLC (Modesto CA)
CA
05/31/2016 - 07/21/2020
J.P. MORGAN SECURITIES LLC (MODESTO CA)
CA
11/25/2014 - 05/12/2016
VALIC FINANCIAL ADVISORS, INC. (MODESTO CA)
CA
01/01/2006 - 11/24/2014
PLANMEMBER SECURITIES CORPORATION (Oakdale CA)
BOTH
Issued 01/31/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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