Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Klein is a financial advisor with over 25 years of experience in the financial services industry. Todd currently works for Pentegra Distributors Inc., which is headquartered in White Plains, New York. Todd is a Series 6, 7, 26, and 63 licensed professional. Todd has previously worked for TIAA-CREF Individual & Institutional Services, LLC and GWFS EQUITIES, INC. Todd is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/12/2024 - Present
Pentegra Distributors Inc. (WHITE PLAINS NY)
CO
12/13/2018 - 05/20/2024
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
CO
03/08/2018 - 11/27/2018
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
06/23/1997 - 11/09/2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
BC
Issued 07/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2005
Series 7 - General Securities Representative Examination
BC
Issued 06/21/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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