Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tod? Claim Your ProfileTod Wender is a financial advisor with over 10 years of experience in the industry. Tod is currently registered with Alliance-ONE Investments, LLC. Prior to that, Tod worked at Transamerica Capital, Inc., MML Investors Services, LLC, and AXA Advisors, LLC. Tod has a broad range of experience in the financial services industry and is well-equipped to provide a variety of investment advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
12/08/2023 - Present
Alliance-ONE Investments, LLC (Tulsa OK)
CO
01/21/2021 - 12/08/2023
TRANSAMERICA CAPITAL, INC. (DENVER CO)
NY
10/10/2017 - 12/10/2020
MML INVESTORS SERVICES, LLC (NEW YORK NY)
NY
05/16/2013 - 06/30/2016
AXA ADVISORS, LLC (ASTORIA NY)
IA
Issued 03/07/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/04/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2024
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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