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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tod? Claim Your ProfileTod Randolph Phillips is a financial advisor with over 40 years of experience in the financial services industry. Tod currently works with LPL Financial LLC and has been with the firm since 2003. Previously, Tod worked with VeraVest Investments, Inc. and Cigna Securities, Inc. Tod's specializations include providing financial planning, portfolio management, pension consulting, and educational seminars to individuals, businesses, and charitable organizations. He is a Registered Representative of LPL Financial and holds a Series 7, Series 24, Series 63, Series 65, Series 22, and Series 6TO license. Tod is also a Chartered Financial Consultant and has a strong background in financial planning, retirement planning, insurance, and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/15/2010 - Present
LPL Financial LLC (SEBRING FL)
MA
11/16/1982 - 11/24/2003
VERAVEST INVESTMENTS, INC. (WORCESTER MA)
NA
10/19/1978 - 10/20/1982
CIGNA SECURITIES, INC.
IA
Issued 05/27/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/1997
Series 7 - General Securities Representative Examination
BC
Issued 10/10/1978
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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