Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tod? Claim Your ProfileTod Kirtley is an investment advisor representative registered with LPL Financial LLC. Tod has been in the financial services industry since 1992 and has previously worked with BMO Harris Financial Advisors, Inc., M&I Financial Advisors, Inc, Liberty Securities Corporation, Wall Street Investor Services, Robert W. Baird & Co. Incorporated, and Northwestern Mutual Investment Services, Inc.. Tod has a Series 6, 7, 63 and 65 licenses and holds a SIE certification. Tod’s firm is headquartered in Fort Mill, SC. LPL Financial LLC is a broker-dealer registered with the Securities and Exchange Commission and a member of FINRA and SIPC. LPL Financial LLC provides financial planning, consulting and other non-discretionary advisory services, portfolio management for individuals and businesses, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
03/24/2021 - Present
LPL Financial LLC (MILWAUKEE WI)
WI
08/01/2012 - 03/24/2021
BMO HARRIS FINANCIAL ADVISORS, INC. (Milwaukee WI)
WI
10/01/1997 - 08/01/2012
M&I FINANCIAL ADVISORS, INC (WAUWATOSA WI)
NY
08/18/1995 - 09/30/1997
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NY
07/05/1994 - 08/26/1995
WALL STREET INVESTOR SERVICES (NEW YORK NY)
WI
08/21/1992 - 07/08/1994
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
WI
05/26/1992 - 07/08/1994
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
IA
Issued 08/01/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/25/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1998
Series 7 - General Securities Representative Examination
BC
Issued 05/22/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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