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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tod? Claim Your ProfileTod Edward Wells has over 30 years of experience in the financial services industry. Tod is a Certified Financial Planner™ professional and a registered representative with &partners. Tod has a strong background in providing financial advice and portfolio management services to individuals, families, and businesses. Prior to joining &partners, Tod was employed by Wells Fargo Advisors LLC for over 10 years. In his current role at &partners, Tod focuses on providing wealth management services to high-net-worth individuals and families. He specializes in investment management, retirement planning, estate planning, and tax planning. Tod has a deep understanding of the financial markets and a proven track record of success in helping clients achieve their financial goals. He is committed to providing personalized and comprehensive financial advice to meet the unique needs of each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Portfolio manager selection, furnish advice not involving securities, research report services, 1042 portfolio construction
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Trans fee, service charges; 12b-1; money market trls; bdsp
1
2
NC
10/11/2024 - Present
&partners (Mooresville NC)
NC
01/18/2005 - 05/24/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HUNTERSVILLE NC)
MO
10/01/2000 - 01/20/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
03/01/1994 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
CT
11/03/1992 - 12/16/1993
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
IA
Issued 10/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/08/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/04/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/04/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 10/30/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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