Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tod? Claim Your ProfileTod David Ross is an investment advisor representative with Principal Securities, Inc., based in Phoenix, AZ. Tod has been in the financial services industry since April 15, 2003. Tod has a diverse background, having previously worked with Equitable Advisors, LLC, Allstate Financial Services, LLC, and PFS Investments Inc.. Tod is licensed to provide investment advice in Arizona, Arkansas, California, Colorado, Florida, Georgia, Nevada, New Mexico, North Carolina, Ohio, South Carolina, and Virginia. Tod's specializations include investment planning, retirement planning, insurance, college savings, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
AZ
11/03/2023 - Present
Principal Securities, Inc. (PHOENIX AZ)
AZ
01/26/2022 - 03/24/2023
EQUITABLE ADVISORS, LLC (SCOTTSDALE AZ)
AZ
11/25/2019 - 02/03/2022
ALLSTATE FINANCIAL SERVICES, LLC (Peoria AZ)
AZ
01/27/2006 - 11/12/2019
PFS INVESTMENTS INC. (PHOENIX AZ)
GA
05/08/2002 - 03/01/2005
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 03/28/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2010
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2017
Series 7 - General Securities Representative Examination
BC
Issued 05/07/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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