Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tod? Claim Your ProfileTod Bane Potter is a financial advisor who has been in the industry since 1996. Tod has been registered with Wells Fargo Clearing Services, LLC, since 2011. Prior to this role, Tod worked for Wells Fargo Investments, LLC, WM Financial Services, Inc., Citigroup Global Markets Inc., and Wells Fargo Securities Inc. Tod has a wide range of experience in the financial services industry, and is registered to provide investment advice and brokerage services. Tod is also licensed in multiple states, including Colorado, Texas, Florida, and California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (WINTER PARK CO)
TX
01/16/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (HOUSTON TX)
TX
01/27/2004 - 01/16/2007
WM FINANCIAL SERVICES, INC. (HOUSTON TX)
NY
08/21/2001 - 01/26/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
CA
12/13/2000 - 09/19/2001
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
06/07/1996 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
01/29/2001 - 04/29/2001
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
MN
04/13/2000 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
NC
05/18/1994 - 10/06/1994
CAPITAL INVESTMENT GROUP, INC. (RALEIGH NC)
IA
Issued 04/07/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Tod Potter is the right advisor for you? Invested Better is here to help.
