Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tobyn? Claim Your ProfileTobyn Steffey is a financial advisor registered with Capital Client Group, Inc. Tobyn has been in the industry since 2020. Tobyn currently holds licenses in Texas and is also registered with the Financial Industry Regulatory Authority (FINRA). Tobyn has experience with TD Ameritrade, Inc., Fidelity Brokerage Services LLC, and Capital Group - American Funds Distributors, Inc. Tobyn has passed the Series 63, Series 66, SIE and Series 7 exams and is currently registered with the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
TX
04/27/2022 - Present
Capital Client Group, Inc. (SAN ANTONIO TX)
TX
06/01/2021 - 04/12/2022
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
08/21/2019 - 12/01/2020
TD AMERITRADE, INC. (Southlake TX)
BOTH
Issued 10/13/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/12/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/21/2019
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2019
Series 7TO - General Securities Representative Examination
Active
Inactive
F
FINRA
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