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Toby Nabavian

Capital ONE Securities, Inc.

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About Toby Nabavian

Toby Nabavian is a financial professional with Capital One Securities, Inc. and has been in the industry since August 19, 2024. Toby has Series 79TO and SIE licenses and is registered with the Financial Industry Regulatory Authority (FINRA). Toby is registered to conduct business in Florida, Louisiana, and Maryland.

Firm Information

Toby Nabavian is currently registered with Capital ONE Securities, Inc.. Capital ONE Securities, Inc. is a Corporation formed in April 2000 and approved in multiple states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Toby Nabavian’s Registration & Firm History

NY

08/20/2024 - Present

Capital ONE Securities, Inc. (New York NY)

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Licenses & Designations

BC

Issued 08/20/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/28/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Toby Nabavian.
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