Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Toby? Claim Your ProfileToby Michael Sarahan is an investment advisor representative at Benjamin F. Edwards & Company, Inc. located in ST. LOUIS, MO. Toby has been in the financial industry since 2001. Toby has passed the Series 3, 7, 9, 10, 63 and 65 exams. Toby also holds registrations in 30 states. Prior to joining Benjamin F. Edwards & Company, Inc., Toby was with WELLS FARGO CLEARING SERVICES, LLC. The firm is registered with the SEC, and also in 2 states, with a total of 44,978 clients and $13,158,414,504 in regulatory assets under management. The firm offers financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for individuals, and portfolio management for businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
03/10/2022 - Present
Benjamin F. Edwards & Company, Inc. (ST. LOUIS MO)
MN
01/01/2008 - 03/14/2022
WELLS FARGO CLEARING SERVICES, LLC (MINNETONKA MN)
MN
10/29/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MINNETONKA MN)
IA
Issued 01/14/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/04/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/29/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/07/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2016
Series 3 - National Commodity Futures Examination
BC
Issued 09/06/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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