Unclaimed
Tobin William Spear is a financial advisor with Fidelity Brokerage Services LLC. Tobin has been in the financial services industry since 2010. Tobin holds the Series 7, 99TO, 24, and 63 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
03/22/2010 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 01/12/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2012
Series 24 - General Securities Principal Examination
BC
Issued 03/05/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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