Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tobin? Claim Your ProfileTobin E Johnson is a financial advisor with over 20 years of experience in the industry. Tobin is currently registered with UBS Financial Services Inc. Prior to that, Tobin was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Thrivent Investment Management Inc. and several other firms. Tobin has a strong background in financial planning and portfolio management for individuals and businesses, specializing in areas such as retirement planning, college savings, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
07/17/2017 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
MN
09/27/2012 - 07/05/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WAYZATA MN)
MN
01/30/2007 - 04/11/2011
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
MN
05/02/2005 - 09/26/2006
FINANCIAL NETWORK INVESTMENT CORPORATION (MINNEAPOLIS MN)
OH
02/18/2004 - 03/21/2005
CAP PRO BROKERAGE SERVICES, INC. (COLUMBUS OH)
PA
12/13/2001 - 10/30/2003
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
MN
05/24/2001 - 10/29/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
05/23/2001 - 10/27/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
WI
02/23/1999 - 03/13/2000
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
02/23/1999 - 12/21/1999
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 09/26/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/22/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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