Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tobin? Claim Your ProfileTobin Wills is an Investment Advisor Representative with Optima Capital LLC. Tobin has been in the industry since 1995 and is currently registered in California. Tobin is also a Certified Financial Planner. The firm offers advisory services including financial planning, portfolio management for individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisory consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
10/21/2022 - Present
Optima Capital LLC (Azusa CA)
CA
11/02/2018 - 10/26/2022
ROYAL ALLIANCE ASSOCIATES, INC. (SOUTH PASADENA CA)
CA
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (SOUTH PASADENA CA)
CA
09/04/2009 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (PASADENA CA)
CA
10/31/2003 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (PASADENA CA)
CA
10/24/2003 - 10/31/2003
ZAHORIK COMPANY, INC. (PASADENA CA)
CA
01/19/1999 - 10/17/2003
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NY
08/03/1998 - 01/15/1999
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
06/26/1996 - 08/03/1998
INDEPENDENT FINANCIAL SECURITIES, INC.
NY
01/10/1995 - 04/15/1996
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 01/31/1995
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/27/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 01/09/1995
Series 7 - General Securities Representative Examination
Active
Inactive
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