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Tobin Dennis Wills

Optima Capital LLC

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About Tobin Dennis Wills

Tobin Wills is an Investment Advisor Representative with Optima Capital LLC. Tobin has been in the industry since 1995 and is currently registered in California. Tobin is also a Certified Financial Planner. The firm offers advisory services including financial planning, portfolio management for individuals, and selection of other advisors.

Firm Information

Tobin Wills is currently registered with Optima Capital LLC. Optima Capital LLC is an investment advisor headquartered in BEAVERTON, OR. The firm has 4 licensed agents and 6 investment adviser representatives, managing $247,698,070 in assets for 1,375 clients. They provide financial planning, advisory consulting, and portfolio management services to individuals and high-net-worth individuals.
Optima Capital LLC

500 SW 116TH AVE.

BEAVERTON, OR 97225

$247.70M

Assets Under Management

10

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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advisory consulting

Advisory consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Tobin Wills’s Registration & Firm History

CA

10/21/2022 - Present

Optima Capital LLC (Azusa CA)

CA

11/02/2018 - 10/26/2022

ROYAL ALLIANCE ASSOCIATES, INC. (SOUTH PASADENA CA)

CA

05/13/2016 - 11/02/2018

SIGNATOR INVESTORS, INC. (SOUTH PASADENA CA)

CA

09/04/2009 - 05/13/2016

TRANSAMERICA FINANCIAL ADVISORS, INC (PASADENA CA)

CA

10/31/2003 - 09/04/2009

TRANSAMERICA FINANCIAL ADVISORS, INC. (PASADENA CA)

CA

10/24/2003 - 10/31/2003

ZAHORIK COMPANY, INC. (PASADENA CA)

CA

01/19/1999 - 10/17/2003

FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)

NY

08/03/1998 - 01/15/1999

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

NA

06/26/1996 - 08/03/1998

INDEPENDENT FINANCIAL SECURITIES, INC.

NY

01/10/1995 - 04/15/1996

SMITH BARNEY INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/31/1995

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 01/27/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/29/2004

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/08/1995

Series 31 - Futures Managed Funds Examination

BC

Issued 01/09/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Tobin Dennis Wills.
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