Unclaimed
Tobin David Thomas is a securities professional with over 28 years of experience in the financial services industry. Currently, Tobin David Thomas is registered with Multi-bank Securities, Inc. as an investment advisor representative. Tobin David Thomas has held previous registrations with CU Investment Solutions, Inc., Westminster Financial Securities, Inc., Regis Securities Corporation, Banc One Securities Corporation, Hamilton Investments, Inc., and Security First Financial, Inc. Tobin David Thomas is licensed to sell securities in California and Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
12/08/2010 - Present
Multi-Bank Securities, Inc. (COLUMBUS OH)
OH
09/02/2003 - 02/26/2010
CU INVESTMENT SOLUTIONS, INC. (COLUMBUS OH)
OH
01/07/2002 - 09/02/2003
WESTMINSTER FINANCIAL SECURITIES, INC. (BEAVERCREEK OH)
OH
04/11/2000 - 10/31/2001
REGIS SECURITIES CORPORATION (WESTERVILLE OH)
IL
01/11/1995 - 01/10/2000
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NA
07/24/1992 - 11/30/1993
HAMILTON INVESTMENTS, INC.
CA
03/20/1992 - 07/20/1992
SECURITY FIRST FINANCIAL, INC. (NEWPORT BEACH CA)
BC
Issued 05/03/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/1995
Series 4 - Registered Options Principal Examination
BC
Issued 08/11/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/1992
Series 7 - General Securities Representative Examination
BC
Issued 03/19/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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