Unclaimed
Tobias Schneichel is an active broker-dealer with a strong track record in the financial industry. Tobias is currently registered with Nomura Securities International, Inc. and has prior experience at Handelsbanken Markets Securities, Inc., Deutsche Bank Securities Inc., Wedbush Securities Inc., Miller Tabak + Co., LLC and Chardan Capital Markets LLC. Tobias is a licensed Series 7, Series 24 and Series 63 holder, demonstrating a commitment to professional development and client service. With years of experience in the industry, Tobias possesses a comprehensive understanding of the financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
CA
04/06/2018 - Present
Nomura Securities International, Inc. (SAN FRANCISCO CA)
NY
05/08/2017 - 04/06/2018
HANDELSBANKEN MARKETS SECURITIES, INC. (NEW YORK NY)
MA
10/23/2014 - 03/02/2017
DEUTSCHE BANK SECURITIES INC. (BOSTON MA)
CA
09/06/2013 - 10/23/2014
WEDBUSH SECURITIES INC. (LOS ANGELES CA)
NY
07/13/2012 - 09/12/2013
MILLER TABAK + CO., LLC (NEW YORK NY)
CA
05/03/2010 - 07/12/2012
CHARDAN CAPITAL MARKETS LLC (BEVERLY HILLS CA)
BC
Issued 11/21/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/08/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2010
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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