Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tobias? Claim Your ProfileTobias Gutierrez is a financial professional with over 13 years of experience in the industry. Tobias is currently registered with Tradestation Securities, Inc. and holds a Series 6, 7, 63, 65, and 66 license. Tobias is licensed to provide investment advice in all 50 states and the District of Columbia. Previously, Tobias worked at Boreal Capital Securities LLC, Citigroup Global Markets Inc., PFS Investments Inc., Wells Fargo Advisors, LLC, and Chase Investment Services Corp. Tobias specializes in investment company products and variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
05/27/2021 - Present
Tradestation Securities, Inc. (PLANTATION FL)
FL
10/28/2019 - 04/21/2021
BOREAL CAPITAL SECURITIES LLC (MIAMI FL)
FL
12/14/2016 - 05/17/2019
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
NJ
03/22/2016 - 09/21/2016
PFS INVESTMENTS INC. (WOODLAND PARK NJ)
NY
11/09/2009 - 08/27/2010
WELLS FARGO ADVISORS, LLC (NEW YORK NY)
NY
05/11/2009 - 09/09/2009
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
12/13/2001 - 02/21/2008
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
BOTH
Issued 07/30/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/22/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/11/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2017
Series 7 - General Securities Representative Examination
BC
Issued 03/22/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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