Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tobias? Claim Your ProfileTobias Timm is a registered representative of Oppenheimer & Co. Inc. Tobias has been in the securities industry since 1987. Tobias holds licenses for both Series 63 and 66 and is licensed in all 50 states. Tobias has previously worked at several firms including Cantor Fitzgerald & Co., Morgan Stanley, and Wachovia Securities, LLC. Tobias specializes in portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
MI
06/01/2018 - Present
Oppenheimer & Co. Inc. (EAST LANSING MI)
MI
02/18/2015 - 01/11/2017
CANTOR FITZGERALD & CO. (East Lansing MI)
MI
06/01/2009 - 03/03/2015
MORGAN STANLEY (EAST LANSING MI)
MI
11/01/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (E. LANSING MI)
MI
07/01/2003 - 11/08/2007
WACHOVIA SECURITIES, LLC (EAST LANSING MI)
NY
05/25/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
09/22/1992 - 06/09/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
OH
02/16/1990 - 09/29/1992
MCDONALD & COMPANY SECURITIES, INC. (CLEVELAND OH)
NY
02/15/1988 - 02/08/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
08/18/1987 - 02/15/1988
E. F. HUTTON & COMPANY INC
BOTH
Issued 05/31/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/31/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1987
Series 3 - National Commodity Futures Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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