Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tobi? Claim Your ProfileTobi Lane Peterman is an active Registered Representative with LPL Financial LLC. Tobi Lane Peterman has been in the financial services industry since 1994 and is registered in Iowa. Previous employment history includes Securities Management & Research, Inc., Berthel, Fisher & Company Financial Services, Inc., Cambridge Investment Research, Inc., and Raymond James Financial Services, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IA
01/27/2025 - Present
LPL Financial LLC (MUSCATINE IA)
IA
10/12/2018 - 09/26/2022
SECURITIES MANAGEMENT & RESEARCH, INC. (CEDAR RAPIDS IA)
IA
06/21/2016 - 09/26/2022
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (Cedar Rapids IA)
IA
07/21/2011 - 06/14/2016
CAMBRIDGE INVESTMENT RESEARCH, INC. (CEDAR RAPIDS IA)
IA
01/07/2011 - 06/29/2011
SECURITIES MANAGEMENT & RESEARCH, INC. (MARION IA)
IA
04/08/1999 - 06/29/2011
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (MARION IA)
FL
01/04/1999 - 04/08/1999
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
FL
12/05/1997 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
IA
01/13/1994 - 12/05/1997
AEGON USA SECURITIES INC. (CEDAR RAPIDS IA)
BOTH
Issued 06/26/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/24/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/12/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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