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Tobey O'brien Sommer

Truist Securities, Inc.

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About Tobey O'brien Sommer

Tobey O'brien Sommer is a financial professional with over twenty years of experience in the securities industry. Tobey is currently registered with Truist Securities, Inc. in Nashville, Tennessee. Tobey holds the Series 7, Series 86, Series 87 and SIE licenses.

Firm Information

Tobey Sommer is currently registered with Truist Securities, Inc.. Truist Securities, Inc. is a Corporation formed in July 1972. The firm is registered with the SEC and in all 50 states, as well as in the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

309

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tobey Sommer’s Registration & Firm History

TN

04/22/2002 - Present

Truist Securities, Inc. (NASHVILLE TN)

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Licenses & Designations

BC

Issued 04/26/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/23/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 08/18/2004

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 04/19/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Tobey O'brien Sommer. Review regulatory record here.
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