Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tobey? Claim Your ProfileTobey Miller is a financial advisor currently registered with LPL Financial LLC. Tobey has been in the financial services industry since January 1, 2014, working with various firms including TD Ameritrade, Inc., Scottrade, Inc., and E*TRADE Securities LLC. Tobey holds a Series 66 license for securities and investment advisory services. Tobey has also successfully completed the General Securities Representative Examination (Series 7) and the Securities Industry Essentials Examination (SIE) in addition to General Securities Sales Supervisor Examinations (Series 9 and Series 10). Tobey is registered to provide investment advice in Colorado, Florida, Georgia, Illinois, Kentucky, Louisiana, Michigan, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
04/08/2020 - Present
LPL Financial LLC (SOUTHFIELD MI)
MI
02/26/2018 - 04/23/2018
TD AMERITRADE, INC. (NOVI MI)
MI
01/05/2016 - 02/26/2018
SCOTTRADE, INC. (NOVI MI)
MI
05/06/2014 - 12/07/2015
E*TRADE SECURITIES LLC (FARMINGTON MI)
MI
11/11/2013 - 04/11/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BLOOMFIELD HILLS MI)
BOTH
Issued 12/30/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/03/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/24/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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