Unclaimed
Toan Van Nguyen is a financial advisor with over 20 years of experience in the industry. Toan is a registered representative with Vanguard Marketing Corp. Toan holds the Series 6, 7, and 63 licenses as well as the SIE exam. Toan's experience and licenses allow him to provide a wide range of financial services to clients in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
04/02/2002 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 07/12/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2011
Series 7 - General Securities Representative Examination
BC
Issued 04/01/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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