Unclaimed
Toan Minh Nguyen is a financial advisor with Nylife Securities LLC. Toan has been in the industry since 2022. Toan is registered to provide investment advice in Alabama, California, Oklahoma, and Texas. Toan has a Series 63, a Series 6TO, and a SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
04/04/2022 - Present
Nylife Securities LLC (HOUSTON TX)
BC
Issued 05/04/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/03/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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