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Toan Minh Nguyen

Nylife Securities LLC

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About Toan Minh Nguyen

Toan Minh Nguyen is a financial advisor with Nylife Securities LLC. Toan has been in the industry since 2022. Toan is registered to provide investment advice in Alabama, California, Oklahoma, and Texas. Toan has a Series 63, a Series 6TO, and a SIE exam.

Firm Information

Toan Nguyen is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Toan Nguyen’s Registration & Firm History

TX

04/04/2022 - Present

Nylife Securities LLC (HOUSTON TX)

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Licenses & Designations

BC

Issued 05/04/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/04/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 03/03/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Toan Minh Nguyen.
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