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Tj Iwan Setro

BFC Planning, Inc.

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About Tj Iwan Setro

Tj Setro is an investment advisor representative with BFC Planning, Inc.. Tj Setro is also a registered investment advisor. Tj Setro has been in the securities industry since November 17, 1985. Tj Setro has been registered with BFC Planning, Inc. since November 21, 2013. Tj Setro previously worked at Raymond James Financial Services, Inc., SunAmerica Securities, Inc., MetLife Securities Inc. and Metropolitan Life Insurance Company. Tj Setro holds the following securities licenses: Series 6, Series 7, Series 63, Series 65 and Series 24.

Firm Information

Tj Setro is currently registered with BFC Planning, Inc.. BFC Planning, Inc. is an investment advisory firm headquartered in Cedar Rapids, Iowa. The firm has over 200 investment advisor representatives and manages over $1.8 billion in assets. They provide financial planning, portfolio management for individuals, and selection of other advisors. BFC Planning serves a variety of clients, including individuals, corporations, pension plans, and charitable organizations.
BFC Planning, Inc.

4201 42ND STREET NE

CEDAR RAPIDS, IA 52402

$1.84B

Assets Under Management

Not reported

Total Clients

121

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor fee

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Tj Setro’s Registration & Firm History

SC

11/21/2013 - Present

BFC Planning, Inc. (SPARTANBURG SC)

SC

05/18/1999 - 12/10/2008

RAYMOND JAMES FINANCIAL SERVICES, INC. (SPARTANBURG SC)

AZ

06/05/1995 - 05/18/1999

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

MA

11/18/1985 - 06/16/1995

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

11/18/1985 - 06/16/1995

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/06/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/02/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/13/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/20/1995

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/22/1998

Series 7 - General Securities Representative Examination

BC

Issued 11/14/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Tj Iwan Setro. Review regulatory record here.
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