Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tj? Claim Your ProfileTj Castro Lim is a financial professional with over 7 years of experience in the industry. Tj Castro Lim is currently registered with J.P. Morgan Securities LLC in New York, NY. Tj Castro Lim holds the Series 63, Series 7 and SIE licenses. Tj Castro Lim has previously been registered with Goldman Sachs & Co. LLC, UBS Financial Services Inc., Fidelity Brokerage Services LLC, and National Financial Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
NY
02/16/2022 - Present
J.p. Morgan Securities LLC (New York NY)
NY
02/09/2021 - 12/10/2021
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
NJ
03/22/2016 - 07/16/2020
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
08/25/2014 - 03/08/2016
FIDELITY BROKERAGE SERVICES LLC (JERSEY CITY NJ)
NJ
08/26/2014 - 03/07/2016
NATIONAL FINANCIAL SERVICES LLC (JERSEY CITY NJ)
NY
09/10/2013 - 08/07/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 10/29/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2013
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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