Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tiy? Claim Your ProfileTiy Oneal is a financial advisor with over 28 years of experience in the industry. Tiy is currently registered with LPL Financial LLC in San Diego, California. Previously, Tiy was registered with Lucia Securities, LLC, First Allied Securities, Inc., Advanced Equities, Inc., Round Hill Securities, Inc., Western Securities Clearing Corp., Trade-Well Discount Investing, LLC., and First Affiliated Securities. Tiy is licensed in California and holds Series 4, 7, 24, and 63 licenses. Tiy works with individual clients, high-net-worth individuals, corporations and other businesses, pension and profit-sharing plans, charitable organizations, investment clubs and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
09/01/2020 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
03/16/2015 - 12/31/2020
LUCIA SECURITIES, LLC (SAN DIEGO CA)
CA
12/16/1994 - 01/09/2015
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
IL
10/25/2005 - 11/03/2011
ADVANCED EQUITIES, INC. (CHICAGO IL)
CA
05/11/2005 - 06/13/2005
ROUND HILL SECURITIES, INC. (ALAMO CA)
CA
06/04/2003 - 01/12/2005
WESTERN SECURITIES CLEARING CORP. (SAN DIEGO CA)
CA
10/29/2001 - 01/29/2003
TRADE-WELL DISCOUNT INVESTING, LLC. (SAN DIEGO CA)
CA
08/12/1992 - 12/16/1994
FIRST AFFILIATED SECURITIES (LA JOLLA CA)
BC
Issued 08/17/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/13/1995
Series 4 - Registered Options Principal Examination
BC
Issued 11/03/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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