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Tivan Szigethy

Fidelity Brokerage Services LLC

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About Tivan Szigethy

Tivan Szigethy is a financial advisor with Fidelity Brokerage Services LLC. Tivan is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7TO, Series 6TO, and SIE exams. Tivan has been in the securities industry since 2022 and is licensed to sell securities in all 50 states. Tivan previously worked with TIAA-CREF Individual & Institutional Services, LLC.

Firm Information

Tivan Szigethy is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tivan Szigethy’s Registration & Firm History

RI

07/17/2024 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

NY

04/15/2023 - 05/13/2024

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/07/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/02/2024

Series 7TO - General Securities Representative Examination

BC

Issued 04/15/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/04/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Tivan Szigethy.
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