Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tisha? Claim Your ProfileTisha Cummings is a registered representative with Wells Fargo Clearing Services, LLC. Tisha has over 15 years of experience in the financial services industry. Tisha is licensed to sell securities in Arizona, California, Colorado, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, Washington, and Wisconsin. Prior to joining Wells Fargo Clearing Services, LLC, Tisha was registered with UBS Financial Services Inc., Securian Financial Services, Inc., PNC Investments, MML Investors Services, LLC, Morgan Stanley, and Citigroup Global Markets Inc.. Tisha has a Series 7 and Series 66 license and the Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
12/07/2018 - Present
Wells Fargo Clearing Services, LLC (CINCINNATI OH)
OH
11/30/2017 - 12/18/2018
UBS FINANCIAL SERVICES INC. (CINCINNATI OH)
KY
10/25/2016 - 05/31/2017
SECURIAN FINANCIAL SERVICES, INC. (COVINGTON KY)
OH
04/11/2016 - 07/06/2016
PNC INVESTMENTS (CINCINNATI OH)
OH
02/05/2015 - 12/31/2015
MML INVESTORS SERVICES, LLC (CINCINNATI OH)
OH
06/01/2009 - 11/19/2014
MORGAN STANLEY (CINCINNATI OH)
OH
06/18/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CINCINNATI OH)
BOTH
Issued 07/03/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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