Unclaimed
Tiona Atwater is an investment advisor representative with Neuberger Berman BD LLC in Chicago, Illinois. Tiona Atwater has been in the industry since 2014 and is registered in Illinois and New York. She has passed the SIE, Series 7, and Series 66 exams. Tiona Atwater has previously been employed by J.P. Morgan Securities LLC and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IL
09/17/2018 - Present
Neuberger Berman BD LLC (CHICAGO HEIGHTS IL)
IL
08/22/2016 - 09/26/2018
J.P. MORGAN SECURITIES LLC (HOMEWOOD IL)
IL
08/12/2014 - 08/01/2016
EDWARD JONES (FLOSSMOOR IL)
BOTH
Issued 09/05/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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