Unclaimed
Tinh Thanh Nguyen is a registered investment advisor representative with Steward Partners Investment Advisory, LLC. Tinh has been in the financial services industry since July 1995. Tinh's current registrations include Series 63, Series 65, and Series 7. Tinh is currently licensed in 28 states. Tinh has previously worked at Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OR
05/02/2023 - Present
Steward Partners Investment Advisory, LLC (LAKE OSWEGO OR)
OR
07/14/1995 - 03/10/2009
CITIGROUP GLOBAL MARKETS INC. (PORTLAND OR)
IA
Issued 07/18/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/18/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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