Unclaimed
Tingting Sun is a financial professional registered with Houlihan Lokey Capital, Inc. Tingting has been in the industry since October 18, 2016. Tingting is licensed in California and holds the Series 7, Series 24, Series 63, Series 79 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
10/19/2016 - Present
Houlihan Lokey Capital, Inc. (LOS ANGELES CA)
BC
Issued 06/24/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/19/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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