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Tingting Sun

Houlihan Lokey Capital, Inc.

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About Tingting Sun

Tingting Sun is a financial professional registered with Houlihan Lokey Capital, Inc. Tingting has been in the industry since October 18, 2016. Tingting is licensed in California and holds the Series 7, Series 24, Series 63, Series 79 and SIE licenses.

Firm Information

Tingting Sun is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tingting Sun’s Registration & Firm History

CA

10/19/2016 - Present

Houlihan Lokey Capital, Inc. (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 06/24/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/04/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/30/2017

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 10/19/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tingting Sun.
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