Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tingting? Claim Your ProfileTingting Chen is a financial advisor who has been working in the industry since 2014. She is currently registered with J.p. Morgan Securities LLC as a Registered Representative. Previously, she was registered with UBS Financial Services Inc. and HSBC Securities (USA) Inc. Tingting Chen specializes in providing financial planning, portfolio management, and pension consulting services to individuals and businesses. She is also registered with the Securities and Exchange Commission (SEC) as an Investment Advisor Representative. Tingting Chen has experience in providing financial advice to a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
10/02/2024 - Present
J.p. Morgan Securities LLC (San Francisco CA)
NJ
03/24/2020 - 06/15/2023
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
CA
08/20/2014 - 03/16/2020
HSBC SECURITIES (USA) INC. (CUPERTINO CA)
BOTH
Issued 10/20/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/06/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/15/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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