Unclaimed
Ting Su is an investment advisor representative registered with Cetera Investment Advisers LLC in Seattle, WA. Ting has been in the industry since June 12, 2012. Ting has passed the Uniform Combined State Law Examination and General Securities Representative Examination and the Securities Industry Essentials Examination. Ting has also worked for Cetera Investment Services LLC and LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
09/25/2017 - Present
Cetera Investment Advisers LLC (SEATTLE WA)
WA
02/28/2017 - 09/25/2017
LPL FINANCIAL LLC (BELLEVUE WA)
WA
06/13/2012 - 02/28/2017
CETERA INVESTMENT SERVICES LLC (BELLEVUE WA)
BOTH
Issued 08/13/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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