Unclaimed
Ting Su is a financial advisor with Cetera Investment Advisers LLC in SEATTLE, Washington. Ting has been in the industry since June 12, 2012 and holds a Series 7, Series 66 and SIE license. Prior to joining Cetera Investment Advisers LLC, Ting worked at LPL FINANCIAL LLC and Cetera Investment Services LLC. Ting specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
09/25/2017 - Present
Cetera Investment Advisers LLC (SEATTLE WA)
WA
02/28/2017 - 09/25/2017
LPL FINANCIAL LLC (BELLEVUE WA)
WA
06/13/2012 - 02/28/2017
CETERA INVESTMENT SERVICES LLC (BELLEVUE WA)
BOTH
Issued 8/13/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/12/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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