Invested Better
Unclaimed

Unclaimed

Unclaimed

Ting Liu

Nylife Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Ting? Claim Your Profile

About Ting Liu

Ting Liu is a financial professional with over 20 years of experience in the securities industry. Ting is registered with Nylife Securities LLC and holds the Series 6, Series 63 and SIE licenses. Ting is currently licensed to offer securities and investment advisory services in Texas. The primary office for Ting is located in Houston, Texas.

Firm Information

Ting Liu is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Ting Liu’s Registration & Firm History

TX

12/19/2002 - Present

Nylife Securities LLC (HOUSTON TX)

Not sure if Ting Liu is right for you?

Licenses & Designations

BC

Issued 05/21/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/18/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ting Liu.
Not sure if Ting Liu is right for you?