Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tina? Claim Your ProfileTina Au is a financial advisor with Avantax Investment Services, Inc. Tina has been working in the financial industry since 1997. She has a Series 6 and Series 63 license. Tina is registered in California and Hawaii. Prior to joining Avantax, Tina worked at Ameriprise Advisor Services, Inc., BirchTree Financial Services, Inc., and WMA Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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HI
09/30/2009 - Present
Avantax Investment Services, Inc. (HONOLULU HI)
HI
09/29/2001 - 10/02/2009
AMERIPRISE ADVISOR SERVICES, INC. (HONOLULU HI)
MN
02/25/2000 - 10/02/2001
BIRCHTREE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
GA
11/26/1997 - 01/26/2000
WMA SECURITIES, INC. (DULUTH GA)
BC
Issued 06/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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