Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tina? Claim Your ProfileTina Renee Zemba is an experienced financial advisor with over 20 years of experience in the financial services industry. Tina has held positions with several prominent firms, including Wells Fargo Advisors Financial Network, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and currently UBS Financial Services Inc. Tina has a strong understanding of the financial markets and is committed to providing her clients with personalized financial advice. Tina holds Series 63, Series 66, Series 7, Series 9, Series 10, Series 23, Series 24, and Series 99TO licenses, which reflects a breadth of knowledge and expertise in the industry. Tina is registered to provide investment advice in several states including Maryland, Pennsylvania, California, Connecticut, District of Columbia, Massachusetts, New York, North Carolina, Rhode Island and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MD
01/09/2023 - Present
UBS Financial Services Inc. (BETHESDA MD)
IL
08/10/2020 - 04/01/2021
ARETE WEALTH MANAGEMENT, LLC (CHICAGO IL)
VA
10/09/2012 - 03/01/2016
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (MCLEAN VA)
MD
10/23/2009 - 09/14/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROCKVILLE MD)
MD
05/22/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (ROCKVILLE MD)
GA
08/27/2003 - 08/22/2005
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
MN
10/12/2000 - 07/25/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/12/2000 - 07/25/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 07/12/2021
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 09/14/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/20/2021
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 11/11/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/07/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 07/10/2020
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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