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Tina Polhemus Hartnett

Fidelity Brokerage Services LLC

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About Tina Polhemus Hartnett

Tina Hartnett is a financial professional with over 30 years of experience in the financial services industry. Tina is currently registered with Fidelity Brokerage Services LLC. Tina has held licenses with the Series 6, 7, 9, 10, and 63, and the SIE Exam. Tina has previously worked with Fidelity Investments Institutional Services Company, Inc.

Firm Information

Tina Hartnett is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tina Hartnett’s Registration & Firm History

MA

07/28/1999 - Present

Fidelity Brokerage Services LLC (HINGHAM MA)

RI

11/24/1992 - 07/28/1999

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 11/19/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/17/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 11/09/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/22/1994

Series 7 - General Securities Representative Examination

BC

Issued 11/13/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Tina Polhemus Hartnett.
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