Unclaimed
Tina Nguyen is a financial professional with over 2 years of experience in the industry. Tina is registered with the state of California as a Broker-Dealer and holds the Series 63, Series 6TO and SIE exams. Tina's professional experience is with J.p. Morgan Securities LLC, where she works with individuals, businesses, charitable organizations, insurance companies, and labor unions. Tina specializes in providing a range of financial services, including financial planning, portfolio management, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
07/09/2024 - Present
J.p. Morgan Securities LLC (WESTMINSTER CA)
BC
Issued 07/23/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/21/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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