Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tina? Claim Your ProfileTina Mark Ma is an Investment Advisor Representative with LPL Financial LLC, and has been with the firm since January 2003. Tina has a broad range of experience in the financial services industry, with over 37 years of experience. She has been registered as a Broker/Dealer (BC) in Arizona, California, Idaho, Maine, Nevada, Oregon, Texas, Washington and the District of Columbia. She is also registered as an Investment Advisor Representative (IA) in California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/10/2006 - Present
LPL Financial LLC (CUPERTINO CA)
NY
05/22/1998 - 02/07/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/20/1986 - 07/10/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 03/04/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/19/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/20/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/1988
Series 5 - Interest Rate Options Examination
BC
Issued 05/14/1987
Series 3 - National Commodity Futures Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Tina Ma is the right advisor for you? Invested Better is here to help.
