Unclaimed
Tina Marie Waters has been in the financial industry since July 9, 2000. Tina has been with Fidelity Brokerage Services LLC since July 10, 2000 and is registered to provide securities-related services in 53 states. Tina is a licensed securities principal and holds the Series 7, 9, 10, and 63 licenses. Tina is a trusted advisor with a deep understanding of the financial markets and a commitment to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
07/10/2000 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 07/20/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/21/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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