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Tina Marie Otten gregory

American Enterprise Investment Services Inc.

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About Tina Marie Otten gregory

Tina Marie Otten gregory has been in the financial services industry since March 29, 2000. Tina is currently registered with American Enterprise Investment Services Inc. and holds the Series 6, 7, and 63 licenses. Tina has prior experience at Ameriprise Financial Services, INC., ING Financial Advisers, LLC, RBC Capital Markets Corporation, and IDS Life Insurance Company. Tina has been active in the securities industry for many years, focusing on investment products and services.

Firm Information

Tina Otten gregory is currently registered with American Enterprise Investment Services Inc.. American Enterprise Investment Services Inc. is a Corporation formed in April 1990, registered to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been approved for SEC registration and has been involved in 11 regulatory and civil disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

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Tina Otten gregory’s Registration & Firm History

MN

01/03/2017 - Present

American Enterprise Investment Services Inc. (Minneapolis MN)

MN

11/24/2010 - 01/18/2017

AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)

MN

11/17/2009 - 11/16/2010

ING FINANCIAL ADVISERS, LLC (MINNEAPOLIS MN)

MN

06/25/2007 - 07/18/2008

RBC CAPITAL MARKETS CORPORATION (ST. PAUL MN)

MN

09/08/1998 - 04/09/2007

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

09/08/1998 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 02/23/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/13/1999

Series 7 - General Securities Representative Examination

BC

Issued 09/04/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tina Marie Otten gregory.
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