Unclaimed
Tina Marie Nofzinger is an investment advisor representative at LPL Financial LLC. She is also licensed as a registered representative and has passed the Series 63 and 66 exams. Tina has over 27 years of experience in the financial services industry. She is a registered investment advisor in Ohio and South Carolina. Tina is also a registered representative in Ohio. Tina's previous experience includes roles at Cambridge Investment Research, Inc., NRP Financial, Inc., and 1717 Capital Management Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
10/30/2019 - Present
LPL Financial LLC (ARCHBOLD OH)
IA
06/18/2019 - 10/07/2019
CAMBRIDGE INVESTMENT RESEARCH, INC. (FAIRFIELD IA)
CA
03/15/2011 - 06/26/2019
LPL FINANCIAL LLC (SAN DIEGO CA)
OH
04/20/2007 - 12/31/2010
NRP FINANCIAL, INC. (BRYAN OH)
OH
10/31/2006 - 04/12/2007
1717 CAPITAL MANAGEMENT COMPANY (COLUMBUS OH)
OH
07/26/2004 - 04/12/2007
NATIONWIDE SECURITIES, INC. (COLUMBUS OH)
OH
11/12/2003 - 07/01/2004
OBERLIN FINANCIAL CORP. (BRYAN OH)
OH
11/06/2000 - 11/13/2003
NATIONWIDE SECURITIES, INC. (COLUMBUS OH)
OH
10/03/2000 - 07/24/2002
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
OH
06/30/1999 - 09/19/2000
BANC STOCK FINANCIAL SERVICES, INC (COLUMBUS OH)
OH
07/07/1998 - 05/10/1999
A. CH. SECURITIES, INC. (DAYTON OH)
TN
03/18/1998 - 07/24/1998
SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)
MA
11/05/1997 - 03/16/1998
COMMONWEALTH EQUITY SERVICES, INC. (WALTHAM MA)
OH
07/25/1994 - 09/04/1997
MFI INVESTMENTS CORP. (BRYAN OH)
BC
Issued 09/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 03/14/1997
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/18/1998
Series 27 - Financial and Operations Principal Examination
BC
Issued 12/22/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/1994
Series 7 - General Securities Representative Examination
BC
Issued 07/22/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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