Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tina? Claim Your ProfileTina Hum is an investment advisor representative with LPL Financial LLC. Tina has been in the industry since 1990 and holds a Series 7, 24, 63, and 65 license. Tina also holds the Certified Financial Planner designation. She is registered to offer investment advisory services in Arizona, California, Colorado, Georgia, Illinois, Maine, Missouri, Montana, Nevada, North Carolina, Ohio, South Carolina, Tennessee, and Virginia. Prior to joining LPL Financial LLC, Tina was a registered representative with TRANSAMERICA SECURITIES SALES CORPORATION and TRANSAMERICA FINANCIAL RESOURCES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
12/31/1997 - Present
LPL Financial LLC (NEWPORT BEACH CA)
CA
01/01/1991 - 02/10/1997
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
CA
01/01/1991 - 08/01/1995
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
IA
Issued 12/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/25/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/21/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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