Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tina? Claim Your ProfileTina Marie Depaola is a financial professional with over 30 years of experience in the industry. Tina is registered as a broker-dealer and investment advisor representative and holds multiple securities licenses. Tina has been with Merrill Lynch, Pierce, Fenner & Smith Inc. since May 2020. Prior to that, Tina worked at Cambridge Investment Research, Inc., Santander Securities LLC, Wells Fargo Advisors, LLC, Guardian Investor Services LLC and Glickenhaus & Co. Tina's professional experience has given her a solid foundation in financial planning, portfolio management, and investment advisory services. Tina provides a variety of services to her clients including portfolio management for individuals and businesses, as well as pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/15/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (Pennington NJ)
PA
06/19/2017 - 05/07/2020
CAMBRIDGE INVESTMENT RESEARCH, INC. (NEWTOWN PA)
NJ
06/26/2013 - 01/13/2016
SANTANDER SECURITIES LLC (PENNINGTON NJ)
PA
10/27/2011 - 06/17/2013
WELLS FARGO ADVISORS, LLC (YARDLEY PA)
NY
10/19/2000 - 12/02/2010
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
NY
04/27/1985 - 05/05/2000
GLICKENHAUS & CO. (NEW YORK NY)
NA
04/03/1988 - 07/16/1991
GLICKENHAUS & CO.
IA
Issued 01/28/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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