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Tina M Spohn

Nylife Securities LLC

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About Tina M Spohn

Tina Spohn is a financial professional with experience in the securities industry. Tina has been registered with the Financial Industry Regulatory Authority (FINRA) since March 5, 2021. Tina has held previous positions with Cambridge Investment Research, Inc. and PFS Investments Inc. Currently, Tina is employed by Nylife Securities LLC. Tina's licenses include Series 6, 7, and 63. Tina is currently registered with the state of Pennsylvania.

Firm Information

Tina Spohn is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tina Spohn’s Registration & Firm History

NY

03/05/2021 - Present

Nylife Securities LLC (NEW YORK NY)

PA

11/19/2018 - 01/29/2021

CAMBRIDGE INVESTMENT RESEARCH, INC. (Butler PA)

PA

06/25/2018 - 11/21/2018

PFS INVESTMENTS INC. (CRANBERRY TWP PA)

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Licenses & Designations

BC

Issued 07/19/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/18/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/25/2018

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tina M Spohn.
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