Unclaimed
Tina Lynn Farris is a registered representative with Cambridge Investment Research, Inc. in Hickory, NC. Tina has been in the securities industry since August 9, 1998, and has experience with Ameritas Investment Corp. and Carillon Investments, Inc.. Tina holds Series 6, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
02/01/2016 - Present
Cambridge Investment Research, Inc. (Hickory NC)
NC
06/30/2006 - 02/03/2016
AMERITAS INVESTMENT CORP. (HICKORY NC)
NC
07/29/1999 - 06/30/2006
CARILLON INVESTMENTS, INC. (HICKORY NC)
NC
06/09/1998 - 05/27/1999
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BC
Issued 07/14/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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